Unclaimed Profile

Scott Roy Preble

KINGDOM FINANCIAL GROUP, LLC·PEORIA, Arizona

SIE, Series 4, Series 7, Series 24, Series 63, Series 658 years registeredKINGDOM FINANCIAL GROUP, LLC

14155 N. 83 AVE #144, PEORIA, AZ 85381CRD# 2648147Firm CRD# 155676

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Roy Preble · PEORIA, AZ

Registration

CRD #2648147 · KINGDOM FINANCIAL GROUP, LLC · 8 years registered

Brand Profile

Not yet started

Career History

FOUNDATIONS INVESTMENT ADVISORS LLC

Apr 2023 – present

KINGDOM FINANCIAL GROUP, LLC

May 2018 – Mar 2023

PEORIA, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 31, 2018

Years registered · 8

Disclosure History

2012Employment Separation After Allegations

2012Judgment / Lien

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

KINGDOM FINANCIAL GROUP, LLC

CRD 155676 · SEC 801-113161

AUM

$295M

Regulatory assets under management

Employees

2,788 client accounts

Services offered by KINGDOM FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KINGDOM FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Roy Preble offer?

Scott Roy Preble specializes in Financial Planning, Investment Management. Contact their office in PEORIA, Arizona for a consultation.

What are Scott Roy Preble's credentials?

Scott Roy Preble is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Roy Preble located?

Scott Roy Preble is based in PEORIA, Arizona, working with KINGDOM FINANCIAL GROUP, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.

How does Scott Roy Preble charge for services?

Scott Roy Preble's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGDOM FINANCIAL GROUP, LLC?

KINGDOM FINANCIAL GROUP, LLC has approximately 40 employees and manages $295M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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