Unclaimed Profile

Robert Edward Baker

GALLOWAY ASSET MANAGEMENT LLC·MESA, Arizona

Series 65Clean record15 years registeredGALLOWAY ASSET MANAGEMENT LLC

1930 N. ARBOLEDA, MESA, AZ 85213CRD# 5884638Firm CRD# 141091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Edward Baker · MESA, AZ

Registration

CRD #5884638 · GALLOWAY ASSET MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GALLOWAY ASSET MANAGEMENT LLC

PUBLIC SAFETY FINANCIAL/GALLOWAY

Feb 2011 – Aug 2021

MESA, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 17, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALLOWAY ASSET MANAGEMENT LLC

CRD 141091 · SEC 801-68901

AUM

$793M

Regulatory assets under management

Employees

3,821 client accounts

Services offered by GALLOWAY ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GALLOWAY ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Robert Edward Baker offer?

Robert Edward Baker specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Edward Baker's credentials?

Robert Edward Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Edward Baker located?

Robert Edward Baker is based in MESA, Arizona, last registered with GALLOWAY ASSET MANAGEMENT LLC.

How does Robert Edward Baker charge for services?

Robert Edward Baker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLOWAY ASSET MANAGEMENT LLC?

GALLOWAY ASSET MANAGEMENT LLC has approximately 38 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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