Unclaimed Profile

Michael Jeffrey Galloway

GALLOWAY ASSET MANAGEMENT LLC·MESA, Arizona

SIE, Series 6, Series 7, Series 24, Series 63, Series 66, Series 99TOClean record25 years registeredGALLOWAY ASSET MANAGEMENT LLC

1138 N ALMA SCHOOL RD, MESA, AZ 85201CRD# 3001646Firm CRD# 141091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Jeffrey Galloway · MESA, AZ

Registration

CRD #3001646 · GALLOWAY ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

MODERN WEALTH MANAGEMENT, LLC

Aug 2025 – present

PUBLIC SAFETY FINANCIAL/GALLOWAY

Jul 2006 – present

MULTI-FINANCIAL SECURITIES CORPORATION

Apr 2003 – Jun 2008

MESA, AZ

ING FINANCIAL ADVISERS, LLC

Sep 2000 – Jul 2003

MESA, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · September 25, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALLOWAY ASSET MANAGEMENT LLC

CRD 141091 · SEC 801-68901

AUM

$793M

Regulatory assets under management

Employees

3,821 client accounts

Services offered by GALLOWAY ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GALLOWAY ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Michael Jeffrey Galloway offer?

Michael Jeffrey Galloway specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MESA, Arizona for a consultation.

What are Michael Jeffrey Galloway's credentials?

Michael Jeffrey Galloway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Jeffrey Galloway located?

Michael Jeffrey Galloway is based in MESA, Arizona, working with GALLOWAY ASSET MANAGEMENT LLC. Their office serves clients in the MESA metropolitan area and surrounding communities.

How does Michael Jeffrey Galloway charge for services?

Michael Jeffrey Galloway's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLOWAY ASSET MANAGEMENT LLC?

GALLOWAY ASSET MANAGEMENT LLC has approximately 38 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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