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Michael Jeffrey Galloway

GALLOWAY ASSET MANAGEMENT LLC·MESA, Arizona
Clean recordGALLOWAY ASSET MANAGEMENT LLC
1138 N ALMA SCHOOL RD, MESA, AZ 85201CRD# 3001646Firm CRD# 141091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Jeffrey Galloway · MESA, AZ
Registration
CRD #3001646 · GALLOWAY ASSET MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Jeffrey Galloway is a registered financial advisor based in MESA, Arizona, affiliated with GALLOWAY ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
GALLOWAY ASSET MANAGEMENT LLC
PUBLIC SAFETY FINANCIAL/GALLOWAY
AUM
$793M
Regulatory assets under management
Employees
38
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 3001646
Firm CRD# 141091
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Jeffrey Galloway offer?
Michael Jeffrey Galloway specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MESA, Arizona for a consultation.
What are Michael Jeffrey Galloway's credentials?
Michael Jeffrey Galloway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Jeffrey Galloway located?
Michael Jeffrey Galloway is based in MESA, Arizona, working with GALLOWAY ASSET MANAGEMENT LLC. Their office serves clients in the MESA metropolitan area and surrounding communities.
How does Michael Jeffrey Galloway charge for services?
Michael Jeffrey Galloway's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GALLOWAY ASSET MANAGEMENT LLC?
GALLOWAY ASSET MANAGEMENT LLC has approximately 38 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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