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James Daniel Dwyer

PROVIDUS ADVISORS, LLC·CHANDLER, Arizona
Series 6, Series 7, Series 63, Series 65Clean record24 years registeredPROVIDUS ADVISORS, LLC
1490 S. PRICE ROAD, CHANDLER, AZ 85286CRD# 4204088Firm CRD# 136182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Daniel Dwyer · CHANDLER, AZ
Registration
CRD #4204088 · PROVIDUS ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

EP WEALTH ADVISORS
Oct 2020 – present
PROVIDUS ADVISORS, LLC
Jul 2013 – Aug 2020
CHANDLER, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Oct 2009 – Jun 2013
CHANDLER, AZ
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 2002 – Oct 2009
PHOENIX, AZ
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · May 9, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROVIDUS ADVISORS, LLC
CRD 136182 · SEC 801-78460
AUM
$119M
Regulatory assets under management
Employees
2
213 client accounts
Services offered by PROVIDUS ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROVIDUS ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does James Daniel Dwyer offer?
James Daniel Dwyer specializes in Financial Planning, Investment Management. Contact their office in CHANDLER, Arizona for a consultation.
What are James Daniel Dwyer's credentials?
James Daniel Dwyer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Daniel Dwyer located?
James Daniel Dwyer is based in CHANDLER, Arizona, working with PROVIDUS ADVISORS, LLC. Their office serves clients in the CHANDLER metropolitan area and surrounding communities.
How does James Daniel Dwyer charge for services?
James Daniel Dwyer's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage retirement plan assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROVIDUS ADVISORS, LLC?
PROVIDUS ADVISORS, LLC has approximately 2 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Michael Damien Mcginley
CHANDLER, AZ

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