Unclaimed Profile

Tim Lee Wolf

FINANCIAL CONCEPTS, INC.·CHANDLER, Arizona

Series 7, Series 24, Series 63, Series 6526 years registeredFINANCIAL CONCEPTS, INC.

3195 WEST RAY ROAD, CHANDLER, AZ 85226CRD# 1261588Firm CRD# 122342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tim Lee Wolf · CHANDLER, AZ

Registration

CRD #1261588 · FINANCIAL CONCEPTS, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL CONCEPTS, INC.

DBA FINANCIAL CONCEPTS

Feb 2000 – Dec 2004

CHANDLER, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 23, 2000

Years registered · 26

Disclosure History

2003Regulatory·Final

2002Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL CONCEPTS, INC.

CRD 122342 · SEC 801-64353

AUM

$56M

Regulatory assets under management

Employees

471 client accounts

Services offered by FINANCIAL CONCEPTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL CONCEPTS, INC. →

Introduction

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Frequently Asked Questions

What services does Tim Lee Wolf offer?

Tim Lee Wolf specializes in Financial Planning, Investment Management, Wealth Management.

What are Tim Lee Wolf's credentials?

Tim Lee Wolf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tim Lee Wolf located?

Tim Lee Wolf is based in CHANDLER, Arizona, last registered with FINANCIAL CONCEPTS, INC..

How does Tim Lee Wolf charge for services?

Tim Lee Wolf's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL CONCEPTS, INC.?

FINANCIAL CONCEPTS, INC. has approximately 6 employees and manages $56M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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