Unclaimed Profile

Roy Alexander Wells

LWM WEALTH MANAGEMENT, INC·KENAI, Alaska

SIE, Series 6, Series 7, Series 66CFPClean record26 years registeredLWM WEALTH MANAGEMENT, INC

10735 KENAI SPUR HWY, KENAI, AK 99611CRD# 3211238Firm CRD# 319124

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Alexander Wells · KENAI, AK

Registration

CRD #3211238 · LWM WEALTH MANAGEMENT, INC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LWM WEALTH MANAGEMENT, INC

COLDSTREAM WEALTH MANAGEMENT

Jun 2022 – Jan 2023

Kenai, AK

LWM WEALTH MANAGEMENT, INC

Apr 2022 – Jun 2022

Sparks, NV

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Feb 2016 – Apr 2022

Kenai, AK

LPL FINANCIAL LLC

Jan 2016 – Jan 2016

KENAI, AK

WADDELL & REED

Sep 1999 – Jan 2016

ANCHORAGE, AK

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · September 1, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LWM WEALTH MANAGEMENT, INC

CRD 319124 · SEC 801-123455

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by LWM WEALTH MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Roy Alexander Wells offer?

Roy Alexander Wells specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Roy Alexander Wells's credentials?

Roy Alexander Wells holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roy Alexander Wells located?

Roy Alexander Wells is based in KENAI, Alaska, last registered with LWM WEALTH MANAGEMENT, INC.

How does Roy Alexander Wells charge for services?

Roy Alexander Wells's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LWM WEALTH MANAGEMENT, INC?

LWM WEALTH MANAGEMENT, INC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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Other Advisors at LWM WEALTH MANAGEMENT, INC

Mark Alan Griffin

KENAI, AK

CFP

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Alaska

ANCHORAGE (27)JUNEAU (2)FAIRBANKS (1)

City Guides

ANCHORAGE Guide JUNEAU Guide FAIRBANKS Guide

Research

Advisor Fees in Alaska National Fee Analysis

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