Unclaimed Profile

Mark Alan Griffin

LWM WEALTH MANAGEMENT, INC·KENAI, Alaska

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record22 years registeredLWM WEALTH MANAGEMENT, INC

10735 KENAI SPUR HWY, KENAI, AK 99611CRD# 2759061Firm CRD# 319124

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Alan Griffin · KENAI, AK

Registration

CRD #2759061 · LWM WEALTH MANAGEMENT, INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LWM WEALTH MANAGEMENT, INC

COLDSTREAM WEALTH MANAGEMENT

Jun 2022 – Nov 2023

Kenai, AK

LWM WEALTH MANAGEMENT, INC

Apr 2022 – Jun 2022

KENAI, AK

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Feb 2016 – Apr 2022

Kenai, AK

WADDELL & REED

Nov 2012 – Jan 2016

ANCHORAGE, AK

WELLS FARGO ADVISORS, LLC

Jan 2011 – Nov 2012

HOMER, AK

WELLS FARGO INVESTMENTS, LLC

Mar 2008 – Jan 2011

KENAI, AK

WAMU INVESTMENTS, INC.

Nov 2004 – Mar 2008

PORTLAND, OR

PHILLIPS & COMPANY SECURITIES INC.

Apr 2004 – Nov 2004

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 27, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LWM WEALTH MANAGEMENT, INC

CRD 319124 · SEC 801-123455

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by LWM WEALTH MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Mark Alan Griffin offer?

Mark Alan Griffin specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Mark Alan Griffin's credentials?

Mark Alan Griffin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Alan Griffin located?

Mark Alan Griffin is based in KENAI, Alaska, last registered with LWM WEALTH MANAGEMENT, INC.

How does Mark Alan Griffin charge for services?

Mark Alan Griffin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LWM WEALTH MANAGEMENT, INC?

LWM WEALTH MANAGEMENT, INC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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Other Advisors at LWM WEALTH MANAGEMENT, INC

Roy Alexander Wells

KENAI, AK

CFP

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Alaska

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Research

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