Unclaimed Profile

Richard Henry Ohlrich

RFG ADVISORY, LLC·VESTAVIA HILLS, Alabama

SIE, Series 6, Series 7, Series 24, Series 26, Series 52TO, Series 53, Series 63, Series 66Clean record17 years registeredRFG ADVISORY, LLC

1400 URBAN CENTER DRIVE, VESTAVIA HILLS, AL 35242-2245CRD# 2091824Firm CRD# 158401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Henry Ohlrich · VESTAVIA HILLS, AL

Registration

CRD #2091824 · RFG ADVISORY, LLC · 17 years registered

Brand Profile

Not yet started

Career History

RFG ADVISORY, LLC

Jan 2022 – present

LPL FINANCIAL LLC

Sep 2017 – Feb 2022

TROY, MI

CENTER FOR WEALTH PLANNING ADVISORS, INC

Jan 2015 – Sep 2017

TROY, MI

LPL FINANCIAL LLC

Aug 2012 – Nov 2015

TROY, MI

LPL FINANCIAL LLC

Jan 2010 – Jul 2012

TROY, MI

MUTUAL SERVICE CORPORATION

Jun 2009 – Oct 2009

WEST PALM BEACH, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · June 23, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RFG ADVISORY, LLC

CRD 158401 · SEC 801-79153

AUM

$3.9B

Regulatory assets under management

Employees

195

17,871 client accounts

Services offered by RFG ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RFG ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Henry Ohlrich offer?

Richard Henry Ohlrich specializes in Financial Planning, Investment Management. Contact their office in VESTAVIA HILLS, Alabama for a consultation.

What are Richard Henry Ohlrich's credentials?

Richard Henry Ohlrich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Henry Ohlrich located?

Richard Henry Ohlrich is based in VESTAVIA HILLS, Alabama, working with RFG ADVISORY, LLC. Their office serves clients in the VESTAVIA HILLS metropolitan area and surrounding communities.

How does Richard Henry Ohlrich charge for services?

Richard Henry Ohlrich's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RFG ADVISORY, LLC?

RFG ADVISORY, LLC has approximately 195 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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