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William Earl Monroe

AULL & MONROE INVESTMENT MANAGEMENT CORP·MOBILE, Alabama
Series 2, Series 63, Series 65Clean record34 years registeredAULL & MONROE INVESTMENT MANAGEMENT CORP
3605 SPRINGHILL BUSINESS PARK, MOBILE, AL 36608CRD# 2185266Firm CRD# 104830

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Earl Monroe · MOBILE, AL
Registration
CRD #2185266 · AULL & MONROE INVESTMENT MANAGEMENT CORP · 34 years registered
Brand Profile
Not yet started
01

Career History

AULL & MONROE
Jun 1992 – present
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 63
Series 65
Registration record
First registered · June 8, 1992
Years registered · 34
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AULL & MONROE INVESTMENT MANAGEMENT CORP
CRD 104830 · SEC 801-35841
AUM
$330M
Regulatory assets under management
Employees
5
454 client accounts
Services offered by AULL & MONROE INVESTMENT MANAGEMENT CORP
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at AULL & MONROE INVESTMENT MANAGEMENT CORP →
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05

Frequently Asked Questions

What services does William Earl Monroe offer?
William Earl Monroe specializes in Investment Management. Contact their office in MOBILE, Alabama for a consultation.
What are William Earl Monroe's credentials?
William Earl Monroe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Earl Monroe located?
William Earl Monroe is based in MOBILE, Alabama, working with AULL & MONROE INVESTMENT MANAGEMENT CORP. Their office serves clients in the MOBILE metropolitan area and surrounding communities.
How does William Earl Monroe charge for services?
William Earl Monroe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AULL & MONROE INVESTMENT MANAGEMENT CORP?
AULL & MONROE INVESTMENT MANAGEMENT CORP has approximately 5 employees and manages $330M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AULL & MONROE INVESTMENT MANAGEMENT CORP

James Paul Aull
MOBILE, AL
Jamie Lynn Thuss
MOBILE, AL

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