Unclaimed Profile

Billy Ray Williams

WFG CAPITAL ADVISORS, LLC·MOBILE, Alabama

SIE, Series 6, Series 7, Series 63, Series 65CFP ChFC22 years registeredWFG CAPITAL ADVISORS, LLC

2616-A DAUPHIN STREET, MOBILE, AL 36606CRD# 4447994Firm CRD# 310008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Billy Ray Williams · MOBILE, AL

Registration

CRD #4447994 · WFG CAPITAL ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

WILLIAMS FINANCIAL GROUP

Sep 2020 – present

APTUS CAPITAL ADVISORS, LLC

Jan 2018 – Sep 2020

MOBILE, AL

EAGLE STRATEGIES LLC

Sep 2003 – Jan 2018

MOBILE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 24, 2003

Years registered · 22

Professional designations · CFP, ChFC

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WFG CAPITAL ADVISORS, LLC

CRD 310008 · SEC 801-119410

AUM

$278M

Regulatory assets under management

Employees

491 client accounts

Services offered by WFG CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WFG CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Billy Ray Williams offer?

Billy Ray Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOBILE, Alabama for a consultation.

What are Billy Ray Williams's credentials?

Billy Ray Williams holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Billy Ray Williams located?

Billy Ray Williams is based in MOBILE, Alabama, working with WFG CAPITAL ADVISORS, LLC. Their office serves clients in the MOBILE metropolitan area and surrounding communities.

How does Billy Ray Williams charge for services?

Billy Ray Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WFG CAPITAL ADVISORS, LLC?

WFG CAPITAL ADVISORS, LLC has approximately 5 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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