AdvisorOS Directory
Claim Profile
Unclaimed Profile
SO

Sean Michael O'connor

TRUST ADVISORY GROUP LTD·BIRMINGHAM, Alabama
SIE, Series 3, Series 7, Series 24, Series 63, Series 99TOClean recordTRUST ADVISORY GROUP LTD
2 PERIMETER PARK SOUTH, BIRMINGHAM, AL 35243CRD# 2534352Firm CRD# 106926

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean Michael O'connor · BIRMINGHAM, AL
Registration
CRD #2534352 · TRUST ADVISORY GROUP LTD
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TRUST ADVISORY GROUP LTD
CRD 106926 · SEC 801-46919
AUM
$560M
Regulatory assets under management
Employees
43
2,056 client accounts
Services offered by TRUST ADVISORY GROUP LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRUST ADVISORY GROUP LTD →
Introduction

Speak with Sean

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sean is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BIRMINGHAM?

Browse all registered financial advisors in BIRMINGHAM, Alabama or claim this profile if it's yours.

Browse BIRMINGHAM AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Sean Michael O'connor offer?
Sean Michael O'connor specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Sean Michael O'connor's credentials?
Sean Michael O'connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Michael O'connor located?
Sean Michael O'connor is based in BIRMINGHAM, Alabama, working with TRUST ADVISORY GROUP LTD. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Sean Michael O'connor charge for services?
Sean Michael O'connor's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRUST ADVISORY GROUP LTD?
TRUST ADVISORY GROUP LTD has approximately 43 employees and manages $560M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at TRUST ADVISORY GROUP LTD

William Henry Mccance
READING, MA
Charles Martin Lyon
BIRMINGHAM, AL
Joseph John Porzio
BIRMINGHAM, AL
John Francis Calvano
BIRMINGHAM, AL
Jay Wilson Carter
BIRMINGHAM, AL
Robert Kelly
READING, MA

More Advisors in BIRMINGHAM, Alabama

Frank Hampton Mcfadden
VULCAN VALUE PARTNERS LLC·BIRMINGHAM, AL
Cynthia Denise Morrison
REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, AL
Harry Noble Pearson
ONEASCENT FINANCIAL SERVICES LLC·BIRMINGHAM, AL
CFP
Justin Thomas Russell
WAVERLY ADVISORS, LLC·BIRMINGHAM, AL
James Samuel Fitch
BRIDGEWORTH, LLC·BIRMINGHAM, AL
Keith Michael Rogers
WARREN AVERETT ASSET MANAGEMENT, LLC·BIRMINGHAM, AL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Alabama
MOBILE (35)HUNTSVILLE (28)MONTGOMERY (19)VESTAVIA HILLS (16)FAIRHOPE (9)HOOVER (8)VESTAVIA (7)TUSCALOOSA (7)DAPHNE (6)AUBURN (5)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Request removal of this profile