Unclaimed Profile

Samuel Paul Johnson

JOHNSON STERLING, INC.·BIRMINGHAM, Alabama

Series 1, Series 63, Series 65Clean record30 years registeredJOHNSON STERLING, INC.

820 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209CRD# 260261Firm CRD# 106379

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Paul Johnson · BIRMINGHAM, AL

Registration

CRD #260261 · JOHNSON STERLING, INC. · 30 years registered

Brand Profile

Not yet started

Career History

JOHNSON STERLING, INC.

Oct 1995 – present

JOHNSON STERLING PAUL RETIREMENT SERVICES, INC.

Oct 2005 – Sep 2006

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 1

Series 63

Series 65

Registration record

First registered · October 13, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHNSON STERLING, INC.

CRD 106379 · SEC 801-49811

AUM

$3.0B

Regulatory assets under management

Employees

395 client accounts

Services offered by JOHNSON STERLING, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at JOHNSON STERLING, INC. →

Introduction

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Frequently Asked Questions

What services does Samuel Paul Johnson offer?

Samuel Paul Johnson specializes in Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Samuel Paul Johnson's credentials?

Samuel Paul Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Paul Johnson located?

Samuel Paul Johnson is based in BIRMINGHAM, Alabama, working with JOHNSON STERLING, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Samuel Paul Johnson charge for services?

Samuel Paul Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSON STERLING, INC.?

JOHNSON STERLING, INC. has approximately 12 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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