Unclaimed Profile

Neal Carroll

FAIRVOY PRIVATE WEALTH, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 66CFPClean record23 years registeredFAIRVOY PRIVATE WEALTH, LLC

ONE PERIMETER PARK SOUTH, BIRMINGHAM, AL 35243CRD# 4666874Firm CRD# 329636

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neal Carroll · BIRMINGHAM, AL

Registration

CRD #4666874 · FAIRVOY PRIVATE WEALTH, LLC · 23 years registered

Brand Profile

Not yet started

Career History

FAIRVOY PRIVATE WEALTH, LLC

Apr 2024 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2003 – Apr 2024

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 6, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAIRVOY PRIVATE WEALTH, LLC

CRD 329636 · SEC 801-129698

AUM

$460M

Regulatory assets under management

Employees

358 client accounts

Services offered by FAIRVOY PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAIRVOY PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Neal Carroll offer?

Neal Carroll specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Neal Carroll's credentials?

Neal Carroll holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Neal Carroll located?

Neal Carroll is based in BIRMINGHAM, Alabama, working with FAIRVOY PRIVATE WEALTH, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Neal Carroll charge for services?

Neal Carroll's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAIRVOY PRIVATE WEALTH, LLC?

FAIRVOY PRIVATE WEALTH, LLC has approximately 6 employees and manages $460M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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