Unclaimed Profile

John Gurney Brock

BHK INVESTMENT ADVISORS, LLC·BIRMINGHAM, Alabama

SIE, Series 1, Series 3, Series 7TO, Series 24, Series 63, Series 65, Series 99TOClean record26 years registeredBHK INVESTMENT ADVISORS, LLC

2200 LAKESHORE DRIVE, BIRMINGHAM, AL 35209-8803CRD# 31081Firm CRD# 140515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Gurney Brock · BIRMINGHAM, AL

Registration

CRD #31081 · BHK INVESTMENT ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BHK INVESTMENT ADVISORS, LLC

BHK SECURITIES, LLC

Nov 2007 – Dec 2024

BIRMINGHAM, AL

BHK INVESTMENT ADVISORS

Sep 2006 – Dec 2024

BIRMINGHAM, AL

WACHOVIA SECURITIES, LLC

Jan 2000 – Aug 2006

HOMEWOOD, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 3

Series 7TO

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 26, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BHK INVESTMENT ADVISORS, LLC

CRD 140515 · SEC 801-66669

AUM

$664M

Regulatory assets under management

Employees

753 client accounts

Services offered by BHK INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BHK INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Gurney Brock offer?

John Gurney Brock specializes in Investment Management, Wealth Management.

What are John Gurney Brock's credentials?

John Gurney Brock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Gurney Brock located?

John Gurney Brock is based in BIRMINGHAM, Alabama, last registered with BHK INVESTMENT ADVISORS, LLC.

How does John Gurney Brock charge for services?

John Gurney Brock's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BHK INVESTMENT ADVISORS, LLC?

BHK INVESTMENT ADVISORS, LLC has approximately 10 employees and manages $664M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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