Unclaimed Profile

Doyle James Williams

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·BIRMINGHAM, Alabama

SIE, Series 6TO, Series 7, Series 24, Series 26, Series 62, Series 63, Series 65Clean record24 years registeredCONCOURSE FINANCIAL GROUP SECURITIES, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 2991654Firm CRD# 15708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Doyle James Williams · BIRMINGHAM, AL

Registration

CRD #2991654 · CONCOURSE FINANCIAL GROUP SECURITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONCOURSE FINANCIAL GROUP SECURITIES, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

Sep 2001 – Jul 2007

Fort Lauderdale, FL

COUNTRY TRUST BANK

Sep 2001 – Jul 2007

BLOOMINGTON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 24

Series 26

Series 62

Series 63

Series 65

Registration record

First registered · September 18, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD 15708 · SEC 801-56010

AUM

$4.4B

Regulatory assets under management

Employees

885

20,957 client accounts

Services offered by CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Doyle James Williams offer?

Doyle James Williams specializes in Financial Planning, Investment Management, Wealth Management.

What are Doyle James Williams's credentials?

Doyle James Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Doyle James Williams located?

Doyle James Williams is based in BIRMINGHAM, Alabama, last registered with CONCOURSE FINANCIAL GROUP SECURITIES, INC..

How does Doyle James Williams charge for services?

Doyle James Williams's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCOURSE FINANCIAL GROUP SECURITIES, INC.?

CONCOURSE FINANCIAL GROUP SECURITIES, INC. has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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