Unclaimed Profile

Charles Mitchell Smith

MAYFAIR ADVISORY GROUP, LLC·BIRMINGHAM, Alabama

SIE, Series 7, Series 66Clean record22 years registeredMAYFAIR ADVISORY GROUP, LLC

110 OFFICE PARK DRIVE, BIRMINGHAM, AL 35223CRD# 4609881Firm CRD# 304668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Mitchell Smith · BIRMINGHAM, AL

Registration

CRD #4609881 · MAYFAIR ADVISORY GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

MAYFAIR ADVISORY GROUP, LLC

Sep 2019 – present

BHK INVESTMENT ADVISORS

Aug 2014 – Sep 2019

BIRMINGHAM, AL

BHK SECURITIES, LLC

Aug 2014 – Sep 2019

BIRMINGHAM, AL

STERNE AGEE ASSET MANAGEMENT, INC.

Apr 2012 – Sep 2014

BIRMINGHAM, AL

JOHNSON STERLING, INC.

Nov 2003 – Feb 2012

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · November 25, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAYFAIR ADVISORY GROUP, LLC

CRD 304668 · SEC 801-117219

AUM

$604M

Regulatory assets under management

Employees

421 client accounts

Services offered by MAYFAIR ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MAYFAIR ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Mitchell Smith offer?

Charles Mitchell Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Charles Mitchell Smith's credentials?

Charles Mitchell Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Mitchell Smith located?

Charles Mitchell Smith is based in BIRMINGHAM, Alabama, working with MAYFAIR ADVISORY GROUP, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Charles Mitchell Smith charge for services?

Charles Mitchell Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAYFAIR ADVISORY GROUP, LLC?

MAYFAIR ADVISORY GROUP, LLC has approximately 4 employees and manages $604M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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