AdvisorOS Directory
Claim Profile
Unclaimed Profile
DR

David Leo Rosenow

RIA SERVICES, LLC·WEST BEND, Wisconsin
RIA SERVICES, LLC
1755 W. PARADISE DR., WEST BEND, WI 53095CRD# 1561780Firm CRD# 281520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Leo Rosenow · WEST BEND, WI
Registration
CRD #1561780 · RIA SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

David Leo Rosenow is a registered financial advisor based in WEST BEND, Wisconsin, affiliated with RIA SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
RIA SERVICES, LLC
CWP PRIVATE WEALTH MANAGEMENT
AUM
$206M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at RIA SERVICES, LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1561780
Firm CRD# 281520
View on FINRA BrokerCheck →

Looking for a financial advisor in WEST BEND?

Browse all registered financial advisors in WEST BEND, Wisconsin or claim this profile if it's yours.

Browse WEST BEND AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does David Leo Rosenow offer?
David Leo Rosenow specializes in Investment Management. Contact their office in WEST BEND, Wisconsin for a consultation.
What are David Leo Rosenow's credentials?
David Leo Rosenow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Leo Rosenow located?
David Leo Rosenow is based in WEST BEND, Wisconsin, working with RIA SERVICES, LLC. Their office serves clients in the WEST BEND metropolitan area and surrounding communities.
How does David Leo Rosenow charge for services?
David Leo Rosenow's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIA SERVICES, LLC?
RIA SERVICES, LLC has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RIA SERVICES, LLC

David Scott Lake
WEST BEND, WI
Michael Flynn Ajango
WEST BEND, WI

More Advisors in WEST BEND, Wisconsin

Jill S Lake
CAPITAL WEALTH ADVISORS, LTD.·WEST BEND, WI
Justin Wayne Krueger
CLIENT FIRST INVESTMENT MANAGEMENT LLC·WEST BEND, WI
Paul Zarling
CLIENT FIRST INVESTMENT MANAGEMENT LLC·WEST BEND, WI
David Frederic Zarling
CLIENT FIRST INVESTMENT MANAGEMENT LLC·WEST BEND, WI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)MEQUON (42)WAUSAU (30)MIDDLETON (29)NEENAH (25)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Request removal of this profile