Unclaimed Profile

David Leo Rosenow

RIA SERVICES, LLC·WEST BEND, Wisconsin

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 99TOClean record5 years registeredRIA SERVICES, LLC

1755 W. PARADISE DR., WEST BEND, WI 53095CRD# 1561780Firm CRD# 281520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Leo Rosenow · WEST BEND, WI

Registration

CRD #1561780 · RIA SERVICES, LLC · 5 years registered

Brand Profile

Not yet started

Career History

HBW RIA SERVICES, LLC

Mar 2022 – present

CWP PRIVATE WEALTH MANAGEMENT

Jan 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 20, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIA SERVICES, LLC

CRD 281520 · SEC 801-120760

AUM

$206M

Regulatory assets under management

Employees

1,006 client accounts

Services offered by RIA SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RIA SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Leo Rosenow offer?

David Leo Rosenow specializes in Investment Management. Contact their office in WEST BEND, Wisconsin for a consultation.

What are David Leo Rosenow's credentials?

David Leo Rosenow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Leo Rosenow located?

David Leo Rosenow is based in WEST BEND, Wisconsin, working with RIA SERVICES, LLC. Their office serves clients in the WEST BEND metropolitan area and surrounding communities.

How does David Leo Rosenow charge for services?

David Leo Rosenow's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIA SERVICES, LLC?

RIA SERVICES, LLC has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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