Unclaimed Profile

Karen Jean Ellenbecker

ELLENBECKER INVESTMENT GROUP, INC.·WAUKESHA, Wisconsin

SIE, Series 7, Series 24, Series 51, Series 63, Series 6529 years registeredELLENBECKER INVESTMENT GROUP, INC.

N21 W23350 RIDGEVIEW PARKWAY, WAUKESHA, WI 53188CRD# 1412296Firm CRD# 173851

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Jean Ellenbecker · WAUKESHA, WI

Registration

CRD #1412296 · ELLENBECKER INVESTMENT GROUP, INC. · 29 years registered

Brand Profile

Not yet started

Career History

ELLENBECKER INVESTMENT GROUP

Dec 2014 – present

SII INVESTMENTS, INC.

Jan 1997 – Apr 2015

PEWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 9, 1997

Years registered · 29

Disclosure History

2000Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ELLENBECKER INVESTMENT GROUP, INC.

CRD 173851 · SEC 801-80600

AUM

$1.5B

Regulatory assets under management

Employees

2,060 client accounts

Services offered by ELLENBECKER INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ELLENBECKER INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Karen Jean Ellenbecker offer?

Karen Jean Ellenbecker specializes in Financial Planning, Investment Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Karen Jean Ellenbecker's credentials?

Karen Jean Ellenbecker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Jean Ellenbecker located?

Karen Jean Ellenbecker is based in WAUKESHA, Wisconsin, working with ELLENBECKER INVESTMENT GROUP, INC.. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Karen Jean Ellenbecker charge for services?

Karen Jean Ellenbecker's firm is compensated through percentage of aum, subscription fees, other: corporate education and speaking engagements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELLENBECKER INVESTMENT GROUP, INC.?

ELLENBECKER INVESTMENT GROUP, INC. has approximately 39 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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