Unclaimed Profile

Horace Seely-Brown

FINANCIAL SOLUTIONS, LLC·WAUKESHA, Wisconsin

SIE, Series 4, Series 6, Series 7, Series 24, Series 63, Series 6522 years registeredFINANCIAL SOLUTIONS, LLC

1900 AIRPORT ROAD, WAUKESHA, WI 53188CRD# 2921928Firm CRD# 110149

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Horace Seely-Brown · WAUKESHA, WI

Registration

CRD #2921928 · FINANCIAL SOLUTIONS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

WORLD INVESTMENT ADVISORS, LLC

Oct 2023 – present

FINANCIAL SOLUTIONS, LLC

Feb 2016 – Oct 2023

Chicago, IL

JLTD ADVISORS, LLC

May 2010 – Mar 2016

CHICAGO, IL

WUNDERLICH SECURITIES, INC.

Oct 2003 – May 2010

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 31, 2003

Years registered · 22

Disclosure History

2015Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL SOLUTIONS, LLC

CRD 110149 · SEC 801-107129

AUM

$852M

Regulatory assets under management

Employees

2,166 client accounts

Services offered by FINANCIAL SOLUTIONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Horace Seely-Brown offer?

Horace Seely-Brown specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Horace Seely-Brown's credentials?

Horace Seely-Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Horace Seely-Brown located?

Horace Seely-Brown is based in WAUKESHA, Wisconsin, working with FINANCIAL SOLUTIONS, LLC. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Horace Seely-Brown charge for services?

Horace Seely-Brown's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL SOLUTIONS, LLC?

FINANCIAL SOLUTIONS, LLC has approximately 12 employees and manages $852M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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