Unclaimed Profile

Anthony Samuel Drake

DRAKE & ASSOCIATES, LLC·WAUKESHA, Wisconsin

Series 65Clean record18 years registeredDRAKE & ASSOCIATES, LLC

2212 E. MORELAND BLVD SUITE 200, WAUKESHA, WI 53186CRD# 4637793Firm CRD# 154854

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Samuel Drake · WAUKESHA, WI

Registration

CRD #4637793 · DRAKE & ASSOCIATES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

DRAKE & ASSOCIATES, LLC

Oct 2010 – present

REDHAWK WEALTH ADVISORS, INC.

Jun 2008 – Oct 2010

WAUWATOSA, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 27, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DRAKE & ASSOCIATES, LLC

CRD 154854 · SEC 801-115301

AUM

$313M

Regulatory assets under management

Employees

2,332 client accounts

Services offered by DRAKE & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DRAKE & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Samuel Drake offer?

Anthony Samuel Drake specializes in Financial Planning, Investment Management. Contact their office in WAUKESHA, Wisconsin for a consultation.

What are Anthony Samuel Drake's credentials?

Anthony Samuel Drake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Samuel Drake located?

Anthony Samuel Drake is based in WAUKESHA, Wisconsin, working with DRAKE & ASSOCIATES, LLC. Their office serves clients in the WAUKESHA metropolitan area and surrounding communities.

How does Anthony Samuel Drake charge for services?

Anthony Samuel Drake's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DRAKE & ASSOCIATES, LLC?

DRAKE & ASSOCIATES, LLC has approximately 25 employees and manages $313M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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