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Chris Allen Swenson

WISCONSIN WEALTH ADVISORS, LLC·SUN PRAIRIE, Wisconsin
SIE, Series 7, Series 63, Series 66Clean record25 years registeredWISCONSIN WEALTH ADVISORS, LLC
1777 WEST MAIN STREET, SUN PRAIRIE, WI 53590CRD# 4287391Firm CRD# 145946

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Chris Allen Swenson · SUN PRAIRIE, WI
Registration
CRD #4287391 · WISCONSIN WEALTH ADVISORS, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

WISCONSIN WEALTH ADVISORS, LLC
Feb 2016 – present
WISCONSIN WEALTH ADVISORS, LLC
Apr 2009 – Feb 2016
SUN PRAIRIE, WI
HARBOUR INVESTMENTS, INC.
Nov 2000 – Dec 2020
SUN PRAIRIE, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 66
Registration record
First registered · November 20, 2000
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WISCONSIN WEALTH ADVISORS, LLC
CRD 145946 · SEC 801-68648
AUM
$53M
Regulatory assets under management
Employees
4
176 client accounts
Services offered by WISCONSIN WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WISCONSIN WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Chris Allen Swenson offer?
Chris Allen Swenson specializes in Financial Planning, Investment Management. Contact their office in SUN PRAIRIE, Wisconsin for a consultation.
What are Chris Allen Swenson's credentials?
Chris Allen Swenson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Chris Allen Swenson located?
Chris Allen Swenson is based in SUN PRAIRIE, Wisconsin, working with WISCONSIN WEALTH ADVISORS, LLC. Their office serves clients in the SUN PRAIRIE metropolitan area and surrounding communities.
How does Chris Allen Swenson charge for services?
Chris Allen Swenson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WISCONSIN WEALTH ADVISORS, LLC?
WISCONSIN WEALTH ADVISORS, LLC has approximately 4 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WISCONSIN WEALTH ADVISORS, LLC

Terry Allen Balding
SUN PRAIRIE, WI
CFP

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