Unclaimed Profile

William Lee Bowman

BOWMAN & COMPANY S.C.·OSHKOSH, Wisconsin

SIE, Series 6, Series 7, Series 24, Series 63, Series 6526 years registeredBOWMAN & COMPANY S.C.

530 N KOELLER ST, OSHKOSH, WI 54902CRD# 2211641Firm CRD# 305030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Lee Bowman · OSHKOSH, WI

Registration

CRD #2211641 · BOWMAN & COMPANY S.C. · 26 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jan 2026 – present

AEGIS FINANCIAL

Aug 2019 – Feb 2026

OSHKOSH, WI

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2011 – Oct 2019

OSHKOSH, WI

SII INVESTMENTS, INC.

Dec 1999 – Jun 2011

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 31, 1999

Years registered · 26

Disclosure History

1995Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BOWMAN & COMPANY S.C.

CRD 305030 · SEC 801-117229

AUM

$357M

Regulatory assets under management

Employees

1,735 client accounts

Services offered by BOWMAN & COMPANY S.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BOWMAN & COMPANY S.C. →

Introduction

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Frequently Asked Questions

What services does William Lee Bowman offer?

William Lee Bowman specializes in Financial Planning, Investment Management. Contact their office in OSHKOSH, Wisconsin for a consultation.

What are William Lee Bowman's credentials?

William Lee Bowman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Lee Bowman located?

William Lee Bowman is based in OSHKOSH, Wisconsin, working with BOWMAN & COMPANY S.C.. Their office serves clients in the OSHKOSH metropolitan area and surrounding communities.

How does William Lee Bowman charge for services?

William Lee Bowman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOWMAN & COMPANY S.C.?

BOWMAN & COMPANY S.C. has approximately 14 employees and manages $357M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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