Unclaimed Profile

Geoffry Alan Penn

NORTH STAR ASSET MANAGEMENT INC·NEENAH, Wisconsin

Series 7, Series 63Clean record30 years registeredNORTH STAR ASSET MANAGEMENT INC

134 E. WISCONSIN AVE., NEENAH, WI 54956CRD# 2705851Firm CRD# 106489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffry Alan Penn · NEENAH, WI

Registration

CRD #2705851 · NORTH STAR ASSET MANAGEMENT INC · 30 years registered

Brand Profile

Not yet started

Career History

NORTH STAR ASSET MANAGEMENT INC

Jun 1996 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · June 7, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTH STAR ASSET MANAGEMENT INC

CRD 106489 · SEC 801-52034

AUM

$2.7B

Regulatory assets under management

Employees

3,090 client accounts

Services offered by NORTH STAR ASSET MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTH STAR ASSET MANAGEMENT INC →

Introduction

Speak with Geoffry

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Geoffry is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEENAH?

Browse all registered financial advisors in NEENAH, Wisconsin or claim this profile if it's yours.

Browse NEENAH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Geoffry Alan Penn offer?

Geoffry Alan Penn specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEENAH, Wisconsin for a consultation.

What are Geoffry Alan Penn's credentials?

Geoffry Alan Penn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geoffry Alan Penn located?

Geoffry Alan Penn is based in NEENAH, Wisconsin, working with NORTH STAR ASSET MANAGEMENT INC. Their office serves clients in the NEENAH metropolitan area and surrounding communities.

How does Geoffry Alan Penn charge for services?

Geoffry Alan Penn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH STAR ASSET MANAGEMENT INC?

NORTH STAR ASSET MANAGEMENT INC has approximately 21 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →