Unclaimed Profile

William John Nasgovitz

HEARTLAND ADVISORS, INC.·MILWAUKEE, Wisconsin

SIE, Series 1, Series 7TO, Series 24, Series 40, Series 6324 years registeredHEARTLAND ADVISORS, INC.

790 N WATER STREET SUITE 1200, MILWAUKEE, WI 53202CRD# 344990Firm CRD# 29433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William John Nasgovitz · MILWAUKEE, WI

Registration

CRD #344990 · HEARTLAND ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

HEARTLAND ADVISORS, INC.

Oct 2003 – present

HEARTLAND ADVISORS, INC.

Jan 2002 – Oct 2003

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 40

Series 63

Registration record

First registered · January 10, 2002

Years registered · 24

Disclosure History

2008Regulatory·Final

2005Customer Dispute·Settled

2002Customer Dispute·Settled

2001Customer Dispute·Settled

2000Customer Dispute·Denied

2000Customer Dispute·Settled

1991Regulatory·Final

10 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HEARTLAND ADVISORS, INC.

CRD 29433 · SEC 801-19074

AUM

$2.0B

Regulatory assets under management

Employees

98 client accounts

Services offered by HEARTLAND ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HEARTLAND ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does William John Nasgovitz offer?

William John Nasgovitz specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are William John Nasgovitz's credentials?

William John Nasgovitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William John Nasgovitz located?

William John Nasgovitz is based in MILWAUKEE, Wisconsin, working with HEARTLAND ADVISORS, INC.. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does William John Nasgovitz charge for services?

William John Nasgovitz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEARTLAND ADVISORS, INC.?

HEARTLAND ADVISORS, INC. has approximately 25 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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