Unclaimed Profile

Thomas James Czech

SUMMIT INVESTMENT MANAGEMENT, LTD.·MILWAUKEE, Wisconsin

Series 1, Series 6534 years registeredSUMMIT INVESTMENT MANAGEMENT, LTD.

400 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202CRD# 602623Firm CRD# 110188

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas James Czech · MILWAUKEE, WI

Registration

CRD #602623 · SUMMIT INVESTMENT MANAGEMENT, LTD. · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMMIT INVESTMENT MANAGEMENT, LTD.

OPTIMUM INVESTMENT ADVISORS, LLC

May 2001 – Aug 2024

MILWAUKEE, WI

FFP ADVISORY SERVICES INC

Nov 1994 – Dec 2002

MILWAUKEE, WI

SUMMIT INVESTMENT MANAGEMENT, LTD.

Sep 1991 – Jan 2025

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

Series 1

Series 65

Registration record

First registered · September 5, 1991

Years registered · 34

Disclosure History

2018Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT INVESTMENT MANAGEMENT, LTD.

CRD 110188 · SEC 801-28843

AUM

$54M

Regulatory assets under management

Employees

86 client accounts

Services offered by SUMMIT INVESTMENT MANAGEMENT, LTD.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SUMMIT INVESTMENT MANAGEMENT, LTD. →

Introduction

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Frequently Asked Questions

What services does Thomas James Czech offer?

Thomas James Czech specializes in Investment Management, Wealth Management.

What are Thomas James Czech's credentials?

Thomas James Czech is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas James Czech located?

Thomas James Czech is based in MILWAUKEE, Wisconsin, last registered with SUMMIT INVESTMENT MANAGEMENT, LTD..

How does Thomas James Czech charge for services?

Thomas James Czech's firm is compensated through percentage of aum, other: hourly charges--financial planning--infrequent. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT INVESTMENT MANAGEMENT, LTD.?

SUMMIT INVESTMENT MANAGEMENT, LTD. has approximately 1 employees and manages $54M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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