Unclaimed Profile

Randall Thomas Fentzlaff

M&I FINANCIAL ADVISORS, INC.·MILWAUKEE, Wisconsin

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79Clean record10 years registeredM&I FINANCIAL ADVISORS, INC.

111 EAST KILBOURN AVENUE SUITE 200, MILWAUKEE, WI 53202CRD# 1736887Firm CRD# 16517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randall Thomas Fentzlaff · MILWAUKEE, WI

Registration

CRD #1736887 · M&I FINANCIAL ADVISORS, INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: M&I FINANCIAL ADVISORS, INC.

PIPER SANDLER & CO.

Feb 2018 – Jul 2025

Milwaukee, WI

PIPER JAFFRAY & CO.

Jan 2017 – Dec 2017

Milwaukee, WI

PIPER JAFFRAY & CO.

Aug 2016 – Dec 2016

Milwaukee, WI

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

Oct 2015 – Dec 2016

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79

Registration record

First registered · October 20, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

M&I FINANCIAL ADVISORS, INC.

CRD 16517 · SEC 801-74429

AUM

$3.8B

Regulatory assets under management

Employees

251

36,252 client accounts

Services offered by M&I FINANCIAL ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at M&I FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Randall Thomas Fentzlaff offer?

Randall Thomas Fentzlaff specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Randall Thomas Fentzlaff's credentials?

Randall Thomas Fentzlaff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randall Thomas Fentzlaff located?

Randall Thomas Fentzlaff is based in MILWAUKEE, Wisconsin, last registered with M&I FINANCIAL ADVISORS, INC..

How does Randall Thomas Fentzlaff charge for services?

Randall Thomas Fentzlaff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is M&I FINANCIAL ADVISORS, INC.?

M&I FINANCIAL ADVISORS, INC. has approximately 251 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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