Unclaimed Profile

Nicole Ellen Lund

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·MILWAUKEE, Wisconsin

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53Clean recordNORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

720 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797CRD# 4646907Firm CRD# 2881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Ellen Lund · MILWAUKEE, WI

Registration

CRD #4646907 · NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD 2881 · SEC 801-8095

Employees

2,537

Total firm employees

Services offered by NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Per Form ADV

Other

View all advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Nicole Ellen Lund offer?

Nicole Ellen Lund is a registered financial advisor in MILWAUKEE, Wisconsin. Contact their office for details on services offered.

What are Nicole Ellen Lund's credentials?

Nicole Ellen Lund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicole Ellen Lund located?

Nicole Ellen Lund is based in MILWAUKEE, Wisconsin, working with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Nicole Ellen Lund charge for services?

Nicole Ellen Lund's firm is compensated through subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC?

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC has approximately 2537 employees. The firm is registered with the SEC as an investment adviser.

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