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Michael Gerard Carter

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·MILWAUKEE, Wisconsin
SIE, Series 6, Series 7, Series 24, Series 26Clean recordNORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE, MILWAUKEE, WI 53202-4797CRD# 4499063Firm CRD# 2881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Gerard Carter · MILWAUKEE, WI
Registration
CRD #4499063 · NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD 2881 · SEC 801-8095
Employees
2,537
Total firm employees
Services offered by NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Per Form ADV
Other
View all advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC →
Introduction

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Frequently Asked Questions

What services does Michael Gerard Carter offer?
Michael Gerard Carter is a registered financial advisor in MILWAUKEE, Wisconsin. Contact their office for details on services offered.
What are Michael Gerard Carter's credentials?
Michael Gerard Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Gerard Carter located?
Michael Gerard Carter is based in MILWAUKEE, Wisconsin, working with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does Michael Gerard Carter charge for services?
Michael Gerard Carter's firm is compensated through subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC?
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC has approximately 2537 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Calvin Robert Schmidt
MILWAUKEE, WI
Abimbola Olatokunbo Kolawole
MILWAUKEE, WI
Jennifer L O'leary
MILWAUKEE, WI
Jeffrey B Williams
MILWAUKEE, WI
John C Roberts
MILWAUKEE, WI
John Emerson Bentley
MILWAUKEE, WI

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