Unclaimed Profile

Kevin Douglas Clark

HEARTLAND ADVISORS, INC.·MILWAUKEE, Wisconsin

SIE, Series 3, Series 7, Series 24, Series 53, Series 6324 years registeredHEARTLAND ADVISORS, INC.

790 N WATER STREET SUITE 1200, MILWAUKEE, WI 53202CRD# 1401304Firm CRD# 29433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Douglas Clark · MILWAUKEE, WI

Registration

CRD #1401304 · HEARTLAND ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

HEARTLAND ADVISORS, INC.

Jan 2002 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · January 10, 2002

Years registered · 24

Disclosure History

2008Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HEARTLAND ADVISORS, INC.

CRD 29433 · SEC 801-19074

AUM

$2.0B

Regulatory assets under management

Employees

98 client accounts

Services offered by HEARTLAND ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HEARTLAND ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Kevin Douglas Clark offer?

Kevin Douglas Clark specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Kevin Douglas Clark's credentials?

Kevin Douglas Clark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Douglas Clark located?

Kevin Douglas Clark is based in MILWAUKEE, Wisconsin, working with HEARTLAND ADVISORS, INC.. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Kevin Douglas Clark charge for services?

Kevin Douglas Clark's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEARTLAND ADVISORS, INC.?

HEARTLAND ADVISORS, INC. has approximately 25 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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