Unclaimed Profile

Julie Rae Nichols

WIPFLI FINANCIAL ADVISORS, LLC·MILWAUKEE, Wisconsin

Series 65Clean record24 years registeredWIPFLI FINANCIAL ADVISORS, LLC

10000 INNOVATION DRIVE, MILWAUKEE, WI 53226CRD# 4549106Firm CRD# 109983

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie Rae Nichols · MILWAUKEE, WI

Registration

CRD #4549106 · WIPFLI FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WIPFLI FINANCIAL ADVISORS, LLC

WIPFLI FINANCIAL ADVISORS, LLC

Jul 2013 – Nov 2022

MILWAUKEE, WI

WIPFLI HEWINS INVESTMENT ADVISORS LLC

Feb 2002 – Sep 2013

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 27, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WIPFLI FINANCIAL ADVISORS, LLC

CRD 109983 · SEC 801-56865

AUM

$5.1B

Regulatory assets under management

Employees

118

9,010 client accounts

Services offered by WIPFLI FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WIPFLI FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Julie Rae Nichols offer?

Julie Rae Nichols specializes in Financial Planning, Investment Management, Wealth Management.

What are Julie Rae Nichols's credentials?

Julie Rae Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie Rae Nichols located?

Julie Rae Nichols is based in MILWAUKEE, Wisconsin, last registered with WIPFLI FINANCIAL ADVISORS, LLC.

How does Julie Rae Nichols charge for services?

Julie Rae Nichols's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WIPFLI FINANCIAL ADVISORS, LLC?

WIPFLI FINANCIAL ADVISORS, LLC has approximately 118 employees and manages $5.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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