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John Mitchell Grogan

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·MILWAUKEE, Wisconsin
SIE, Series 7, Series 24Clean recordNORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE, MILWAUKEE, WI 53202-4797CRD# 4663967Firm CRD# 2881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Mitchell Grogan · MILWAUKEE, WI
Registration
CRD #4663967 · NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD 2881 · SEC 801-8095
Employees
2,537
Total firm employees
Services offered by NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Per Form ADV
Other
View all advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC →
Introduction

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04

Frequently Asked Questions

What services does John Mitchell Grogan offer?
John Mitchell Grogan is a registered financial advisor in MILWAUKEE, Wisconsin. Contact their office for details on services offered.
What are John Mitchell Grogan's credentials?
John Mitchell Grogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Mitchell Grogan located?
John Mitchell Grogan is based in MILWAUKEE, Wisconsin, working with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.
How does John Mitchell Grogan charge for services?
John Mitchell Grogan's firm is compensated through subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC?
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC has approximately 2537 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

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Abimbola Olatokunbo Kolawole
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Jennifer L O'leary
MILWAUKEE, WI
Jeffrey B Williams
MILWAUKEE, WI
John C Roberts
MILWAUKEE, WI
John Emerson Bentley
MILWAUKEE, WI

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