Unclaimed Profile

David Owen Nicholas

NICHOLAS CO INC·MILWAUKEE, Wisconsin

Clean record9 years registeredNICHOLAS CO INC

411 E. WISCONSIN AVE., MILWAUKEE, WI 53202-4467CRD# 4385785Firm CRD# 108347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Owen Nicholas · MILWAUKEE, WI

Registration

CRD #4385785 · NICHOLAS CO INC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NICHOLAS CO INC

NICHOLAS CO INC

Jan 2017 – Dec 2023

MILWAUKEE, WI

Registrations & Exams

Registration record

First registered · January 27, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NICHOLAS CO INC

CRD 108347 · SEC 801-4658

AUM

$5.1B

Regulatory assets under management

Employees

14 client accounts

Services offered by NICHOLAS CO INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at NICHOLAS CO INC →

Introduction

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Frequently Asked Questions

What services does David Owen Nicholas offer?

David Owen Nicholas specializes in Investment Management, Wealth Management.

What are David Owen Nicholas's credentials?

David Owen Nicholas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Owen Nicholas located?

David Owen Nicholas is based in MILWAUKEE, Wisconsin, last registered with NICHOLAS CO INC.

How does David Owen Nicholas charge for services?

David Owen Nicholas's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NICHOLAS CO INC?

NICHOLAS CO INC has approximately 15 employees and manages $5.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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