Unclaimed Profile

David Grove Stoeffel

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·MILWAUKEE, Wisconsin

SIE, Series 7, Series 24, Series 63, Series 65Clean record21 years registeredNORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

611 EAST WISCONSIN AVE, MILWAUKEE, WI 53202-4797CRD# 1247755Firm CRD# 2881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Grove Stoeffel · MILWAUKEE, WI

Registration

CRD #1247755 · NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jul 2018 – Sep 2019

KNG OF PRUSSIA, PA

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Aug 2007 – Aug 2017

MILWAUKEE, WI

ZIEGLER CAPITAL MANAGEMENT, LLC

May 2005 – Jun 2006

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 31, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD 2881 · SEC 801-8095

Employees

2,537

Total firm employees

Services offered by NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Per Form ADV

Other

View all advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Grove Stoeffel offer?

David Grove Stoeffel is a registered financial advisor in MILWAUKEE, Wisconsin.

What are David Grove Stoeffel's credentials?

David Grove Stoeffel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Grove Stoeffel located?

David Grove Stoeffel is based in MILWAUKEE, Wisconsin, last registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

How does David Grove Stoeffel charge for services?

David Grove Stoeffel's firm is compensated through subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC?

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC has approximately 2537 employees. The firm is registered with the SEC as an investment adviser.

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Other Advisors at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Calvin Robert Schmidt

MILWAUKEE, WI

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