Unclaimed Profile

David Charles Fondrie

HEARTLAND ADVISORS, INC.·MILWAUKEE, Wisconsin

SIE, Series 7, Series 24, Series 63Clean record18 years registeredHEARTLAND ADVISORS, INC.

789 N WATER STREET SUITE 500, MILWAUKEE, WI 53202CRD# 2583053Firm CRD# 29433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Charles Fondrie · MILWAUKEE, WI

Registration

CRD #2583053 · HEARTLAND ADVISORS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HEARTLAND ADVISORS, INC.

HEARTLAND ADVISORS, INC.

Sep 2007 – May 2017

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · September 10, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HEARTLAND ADVISORS, INC.

CRD 29433 · SEC 801-19074

AUM

$2.0B

Regulatory assets under management

Employees

98 client accounts

Services offered by HEARTLAND ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HEARTLAND ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does David Charles Fondrie offer?

David Charles Fondrie specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Charles Fondrie's credentials?

David Charles Fondrie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Charles Fondrie located?

David Charles Fondrie is based in MILWAUKEE, Wisconsin, last registered with HEARTLAND ADVISORS, INC..

How does David Charles Fondrie charge for services?

David Charles Fondrie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEARTLAND ADVISORS, INC.?

HEARTLAND ADVISORS, INC. has approximately 25 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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