Unclaimed Profile

Adam Jonathan Peck

RIVERWATER PARTNERS LLC·MILWAUKEE, Wisconsin

SIE, Series 7, Series 63, Series 65Clean record18 years registeredRIVERWATER PARTNERS LLC

1433 N. WATER STREET, MILWAUKEE, WI 53202CRD# 3217981Firm CRD# 283540

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Jonathan Peck · MILWAUKEE, WI

Registration

CRD #3217981 · RIVERWATER PARTNERS LLC · 18 years registered

Brand Profile

Not yet started

Career History

RIVERWATER PARTNERS LLC

Apr 2016 – present

HEARTLAND ADVISORS, INC.

Sep 2007 – Jan 2016

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 10, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIVERWATER PARTNERS LLC

CRD 283540 · SEC 801-117635

AUM

$872M

Regulatory assets under management

Employees

545 client accounts

Services offered by RIVERWATER PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIVERWATER PARTNERS LLC →

Introduction

Speak with Adam

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Adam is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MILWAUKEE?

Browse all registered financial advisors in MILWAUKEE, Wisconsin or claim this profile if it's yours.

Browse MILWAUKEE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Adam Jonathan Peck offer?

Adam Jonathan Peck specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MILWAUKEE, Wisconsin for a consultation.

What are Adam Jonathan Peck's credentials?

Adam Jonathan Peck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Jonathan Peck located?

Adam Jonathan Peck is based in MILWAUKEE, Wisconsin, working with RIVERWATER PARTNERS LLC. Their office serves clients in the MILWAUKEE metropolitan area and surrounding communities.

How does Adam Jonathan Peck charge for services?

Adam Jonathan Peck's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVERWATER PARTNERS LLC?

RIVERWATER PARTNERS LLC has approximately 12 employees and manages $872M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →