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RN

Roy Ernest Neuenschwander

NEUENSCHWANDER ASSET MANAGEMENT, LLC·MCFARLAND, Wisconsin
Unclaimed Profile
4893 LARSON BEACH RD, MCFARLAND, WI 53558CRD# 4631209Firm CRD# 125179
01

About

Roy Ernest Neuenschwander is a registered financial advisor based in MCFARLAND, Wisconsin, affiliated with NEUENSCHWANDER ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
NEUENSCHWANDER ASSET MANAGEMENT, LLC
NEUENSCHWANDER ASSET MANAGEMENT, LLC
AUM
$130M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4631209
Firm CRD# 125179
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roy Ernest Neuenschwander offer?
Roy Ernest Neuenschwander specializes in Investment Management. Contact their office in MCFARLAND, Wisconsin for a consultation.
What are Roy Ernest Neuenschwander's credentials?
Roy Ernest Neuenschwander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy Ernest Neuenschwander located?
Roy Ernest Neuenschwander is based in MCFARLAND, Wisconsin, working with NEUENSCHWANDER ASSET MANAGEMENT, LLC. Their office serves clients in the MCFARLAND metropolitan area and surrounding communities.
How does Roy Ernest Neuenschwander charge for services?
Roy Ernest Neuenschwander's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEUENSCHWANDER ASSET MANAGEMENT, LLC?
NEUENSCHWANDER ASSET MANAGEMENT, LLC has approximately 3 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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