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Roy Ernest Neuenschwander

NEUENSCHWANDER ASSET MANAGEMENT, LLC·MCFARLAND, Wisconsin
Series 65Clean record18 years registeredNEUENSCHWANDER ASSET MANAGEMENT, LLC
4893 LARSON BEACH RD, MCFARLAND, WI 53558CRD# 4631209Firm CRD# 125179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roy Ernest Neuenschwander · MCFARLAND, WI
Registration
CRD #4631209 · NEUENSCHWANDER ASSET MANAGEMENT, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

NEUENSCHWANDER ASSET MANAGEMENT, LLC
Mar 2023 – present
NEUENSCHWANDER ASSET MANAGEMENT, LLC
Nov 2007 – Mar 2022
Mc Farland, WI
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 8, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEUENSCHWANDER ASSET MANAGEMENT, LLC
CRD 125179 · SEC 801-124791
AUM
$130M
Regulatory assets under management
Employees
3
507 client accounts
Services offered by NEUENSCHWANDER ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at NEUENSCHWANDER ASSET MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Roy Ernest Neuenschwander offer?
Roy Ernest Neuenschwander specializes in Investment Management. Contact their office in MCFARLAND, Wisconsin for a consultation.
What are Roy Ernest Neuenschwander's credentials?
Roy Ernest Neuenschwander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy Ernest Neuenschwander located?
Roy Ernest Neuenschwander is based in MCFARLAND, Wisconsin, working with NEUENSCHWANDER ASSET MANAGEMENT, LLC. Their office serves clients in the MCFARLAND metropolitan area and surrounding communities.
How does Roy Ernest Neuenschwander charge for services?
Roy Ernest Neuenschwander's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEUENSCHWANDER ASSET MANAGEMENT, LLC?
NEUENSCHWANDER ASSET MANAGEMENT, LLC has approximately 3 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEUENSCHWANDER ASSET MANAGEMENT, LLC

James Vincent Murphy
MCFARLAND, WI
Timothy James Neuenschwander
MCFARLAND, WI

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (252)MADISON (129)GREEN BAY (65)WAUKESHA (56)APPLETON (53)BROOKFIELD (51)MEQUON (32)MIDDLETON (25)NEENAH (23)WAUSAU (21)
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Research
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