Unclaimed Profile

Timothy Rock Obrien

SVA WEALTH MANAGEMENT, LLC·MADISON, Wisconsin

Series 65Clean record27 years registeredSVA WEALTH MANAGEMENT, LLC

1221 JOHN Q HAMMONS DRIVE, MADISON, WI 53717-4966CRD# 3101937Firm CRD# 159216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Rock Obrien · MADISON, WI

Registration

CRD #3101937 · SVA WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jan 2021 – present

SVA WEALTH MANAGEMENT, LLC

Jan 2012 – Jan 2021

MADISON, WI

SVA WEALTH MANAGEMENT, INC.

Nov 2011 – Jan 2012

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Oct 1998 – Dec 2014

MADISON, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 27, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVA WEALTH MANAGEMENT, LLC

CRD 159216 · SEC 801-72818

AUM

$2.8B

Regulatory assets under management

Employees

5,156 client accounts

Services offered by SVA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Rock Obrien offer?

Timothy Rock Obrien specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Timothy Rock Obrien's credentials?

Timothy Rock Obrien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Rock Obrien located?

Timothy Rock Obrien is based in MADISON, Wisconsin, working with SVA WEALTH MANAGEMENT, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Timothy Rock Obrien charge for services?

Timothy Rock Obrien's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVA WEALTH MANAGEMENT, LLC?

SVA WEALTH MANAGEMENT, LLC has approximately 63 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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