Unclaimed Profile

Thomas Francis Walker

BAKER TILLY WEALTH MANAGEMENT, LLC·MADISON, Wisconsin

SIE, Series 7, Series 66, Series 79TOClean record9 years registeredBAKER TILLY WEALTH MANAGEMENT, LLC

4807 INNOVATE LANE, MADISON, WI 53718CRD# 5342049Firm CRD# 167811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Francis Walker · MADISON, WI

Registration

CRD #5342049 · BAKER TILLY WEALTH MANAGEMENT, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAKER TILLY WEALTH MANAGEMENT, LLC

BAKER TILLY FINANCIAL

Nov 2016 – Oct 2019

MADISON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 79TO

Registration record

First registered · November 8, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAKER TILLY WEALTH MANAGEMENT, LLC

CRD 167811 · SEC 801-119352

AUM

$4.4B

Regulatory assets under management

Employees

2,304 client accounts

Services offered by BAKER TILLY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BAKER TILLY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Francis Walker offer?

Thomas Francis Walker specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Francis Walker's credentials?

Thomas Francis Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Francis Walker located?

Thomas Francis Walker is based in MADISON, Wisconsin, last registered with BAKER TILLY WEALTH MANAGEMENT, LLC.

How does Thomas Francis Walker charge for services?

Thomas Francis Walker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER TILLY WEALTH MANAGEMENT, LLC?

BAKER TILLY WEALTH MANAGEMENT, LLC has approximately 27 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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