Unclaimed Profile

Thomas Ronald Poehling

POEHLING CAPITAL MANAGEMENT, INC.·MADISON, Wisconsin

Series 6, Series 7, Series 63, Series 65Clean record23 years registeredPOEHLING CAPITAL MANAGEMENT, INC.

525 JUNCTION ROAD, MADISON, WI 53717CRD# 2049205Firm CRD# 131668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Ronald Poehling · MADISON, WI

Registration

CRD #2049205 · POEHLING CAPITAL MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

POEHLING CAPITAL MANAGEMENT, INC.

Jun 2004 – present

MIDWEST PROFESSIONAL PLANNERS, LTD.

Oct 2002 – Jul 2004

MADISON, WI

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 9, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POEHLING CAPITAL MANAGEMENT, INC.

CRD 131668 · SEC 801-63189

AUM

$416M

Regulatory assets under management

Employees

1,395 client accounts

Services offered by POEHLING CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at POEHLING CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Ronald Poehling offer?

Thomas Ronald Poehling specializes in Financial Planning, Investment Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Thomas Ronald Poehling's credentials?

Thomas Ronald Poehling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Ronald Poehling located?

Thomas Ronald Poehling is based in MADISON, Wisconsin, working with POEHLING CAPITAL MANAGEMENT, INC.. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Thomas Ronald Poehling charge for services?

Thomas Ronald Poehling's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POEHLING CAPITAL MANAGEMENT, INC.?

POEHLING CAPITAL MANAGEMENT, INC. has approximately 5 employees and manages $416M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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