Unclaimed Profile

Steven Allan Carl

MADISON INVESTMENT ADVISORS, LLC·MADISON, Wisconsin

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record25 years registeredMADISON INVESTMENT ADVISORS, LLC

550 SCIENCE DRIVE, MADISON, WI 53711CRD# 2749848Firm CRD# 110297

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Allan Carl · MADISON, WI

Registration

CRD #2749848 · MADISON INVESTMENT ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MADISON INVESTMENT ADVISORS, LLC

Jan 2011 – present

MFD DISTRIBUTOR, LLC

Aug 2003 – present

NORTHROAD CAPITAL MANAGEMENT LLC

Jul 2013 – Sep 2016

MADISON, WI

MADISON INVESTMENT HOLDINGS, INC

Aug 2003 – Dec 2011

MADISON, WI

STRONG CAPITAL MANAGEMENT INC

May 2001 – Jul 2003

MENOMONEE FALLS, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · May 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MADISON INVESTMENT ADVISORS, LLC

CRD 110297 · SEC 801-52751

AUM

$13.2B

Regulatory assets under management

Employees

14,743 client accounts

Services offered by MADISON INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MADISON INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Allan Carl offer?

Steven Allan Carl specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Steven Allan Carl's credentials?

Steven Allan Carl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Allan Carl located?

Steven Allan Carl is based in MADISON, Wisconsin, working with MADISON INVESTMENT ADVISORS, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Steven Allan Carl charge for services?

Steven Allan Carl's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MADISON INVESTMENT ADVISORS, LLC?

MADISON INVESTMENT ADVISORS, LLC has approximately 95 employees and manages $13.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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