Unclaimed Profile

Stephen Lewis Hawk

NORTHERN CAPITAL MANAGEMENT LLC·MADISON, Wisconsin

Clean record38 years registeredNORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE, MADISON, WI 53717-1951CRD# 4344641Firm CRD# 104975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Lewis Hawk · MADISON, WI

Registration

CRD #4344641 · NORTHERN CAPITAL MANAGEMENT LLC · 38 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHERN CAPITAL MANAGEMENT LLC

KOVITZ INVESTMENT GROUP PARTNERS, LLC

Mar 2019 – Mar 2023

Madison, WI

NORTHERN CAPITAL MANAGEMENT LLC

Apr 2009 – Feb 2019

MADISON, WI

NORTHERN CAPITAL MANAGEMENT LLC

Jun 1988 – Dec 2008

MADISON, WI

Registrations & Exams

Registration record

First registered · June 1, 1988

Years registered · 38

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHERN CAPITAL MANAGEMENT LLC

CRD 104975 · SEC 801-14843

AUM

$544M

Regulatory assets under management

Employees

302 client accounts

Services offered by NORTHERN CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHERN CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Lewis Hawk offer?

Stephen Lewis Hawk specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Stephen Lewis Hawk's credentials?

Stephen Lewis Hawk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Lewis Hawk located?

Stephen Lewis Hawk is based in MADISON, Wisconsin, last registered with NORTHERN CAPITAL MANAGEMENT LLC.

How does Stephen Lewis Hawk charge for services?

Stephen Lewis Hawk's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHERN CAPITAL MANAGEMENT LLC?

NORTHERN CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $544M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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