Unclaimed Profile

Ken S Cavalluzzo

SVA PLUMB WEALTH MANAGEMENT, LLC·MADISON, Wisconsin

Series 65Clean record20 years registeredSVA PLUMB WEALTH MANAGEMENT, LLC

1221 JOHN Q HAMMONS DRIVE, MADISON, WI 53717-4966CRD# 4989634Firm CRD# 159216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ken S Cavalluzzo · MADISON, WI

Registration

CRD #4989634 · SVA PLUMB WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

CJK CAPITAL MANAGEMENT, LLC

Jan 2015 – present

SVA PLUMB WEALTH MANAGEMENT, LLC

Jan 2012 – Dec 2014

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Jan 2012 – Dec 2014

MADISON, WI

SVA WEALTH MANAGEMENT, INC.

Oct 2011 – Jan 2012

MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC

Sep 2005 – Jan 2012

MADISON, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 5, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVA WEALTH MANAGEMENT, LLC

CRD 159216 · SEC 801-72818

AUM

$2.8B

Regulatory assets under management

Employees

5,156 client accounts

Services offered by SVA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ken S Cavalluzzo offer?

Ken S Cavalluzzo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MADISON, Wisconsin for a consultation.

What are Ken S Cavalluzzo's credentials?

Ken S Cavalluzzo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ken S Cavalluzzo located?

Ken S Cavalluzzo is based in MADISON, Wisconsin, working with SVA PLUMB WEALTH MANAGEMENT, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Ken S Cavalluzzo charge for services?

Ken S Cavalluzzo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVA PLUMB WEALTH MANAGEMENT, LLC?

SVA PLUMB WEALTH MANAGEMENT, LLC has approximately 63 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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