Unclaimed Profile

Steven Perry Schwefel

GENEVA PARTNERS, LLC·LAKE GENEVA, Wisconsin

SIE, Series 3, Series 7, Series 24, Series 53, Series 63, Series 6524 years registeredGENEVA PARTNERS, LLC

772 WEST MAIN STREET, LAKE GENEVA, WI 53147CRD# 1091898Firm CRD# 130768

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Perry Schwefel · LAKE GENEVA, WI

Registration

CRD #1091898 · GENEVA PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

GENEVA PARTNERS, LLC

Apr 2012 – present

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Jan 2015 – Apr 2016

BIRMINGHAM, AL

GENEVA PARTNERS, LLC

Apr 2010 – Dec 2017

LAKE GENEVA, WI

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Mar 2004 – Jan 2015

LAKE GENEVA, WI

CERTES CAPITAL WEALTH MANAGEMENT, LLC

Jan 2003 – Apr 2004

DEERFIELD, IL

QA3 FINANCIAL LLC

May 2002 – Dec 2003

DEERFIELD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · May 28, 2002

Years registered · 24

Disclosure History

1998Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

GENEVA PARTNERS, LLC

CRD 130768 · SEC 801-107776

AUM

$319M

Regulatory assets under management

Employees

1,208 client accounts

Services offered by GENEVA PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GENEVA PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Perry Schwefel offer?

Steven Perry Schwefel specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAKE GENEVA, Wisconsin for a consultation.

What are Steven Perry Schwefel's credentials?

Steven Perry Schwefel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Perry Schwefel located?

Steven Perry Schwefel is based in LAKE GENEVA, Wisconsin, working with GENEVA PARTNERS, LLC. Their office serves clients in the LAKE GENEVA metropolitan area and surrounding communities.

How does Steven Perry Schwefel charge for services?

Steven Perry Schwefel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA PARTNERS, LLC?

GENEVA PARTNERS, LLC has approximately 8 employees and manages $319M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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