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Kristian L Finfrock

RETIREMENT INCOME STRATEGIES, LLC·EVANSVILLE, Wisconsin
SIE, Series 6, Series 7, Series 63, Series 6518 years registeredRETIREMENT INCOME STRATEGIES, LLC
7 EAST MAIN STREET, EVANSVILLE, WI 53536CRD# 5421676Firm CRD# 318052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kristian L Finfrock · EVANSVILLE, WI
Registration
CRD #5421676 · RETIREMENT INCOME STRATEGIES, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

RETIREMENT INCOME STRATEGIES, LLC
May 2022 – present
KALOS MANAGEMENT
Mar 2012 – Jul 2022
EVANSVILLE, WI
METLIFE SECURITIES INC.
Jul 2008 – Mar 2012
JANESVILLE, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · July 23, 2008
Years registered · 18
03

Disclosure History

2021Customer Dispute·Settled
2021Customer Dispute·Settled
2020Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RETIREMENT INCOME STRATEGIES, LLC
CRD 318052 · SEC 801-123370
AUM
$117M
Regulatory assets under management
Employees
5
848 client accounts
Services offered by RETIREMENT INCOME STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RETIREMENT INCOME STRATEGIES, LLC →
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05

Frequently Asked Questions

What services does Kristian L Finfrock offer?
Kristian L Finfrock specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EVANSVILLE, Wisconsin for a consultation.
What are Kristian L Finfrock's credentials?
Kristian L Finfrock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kristian L Finfrock located?
Kristian L Finfrock is based in EVANSVILLE, Wisconsin, working with RETIREMENT INCOME STRATEGIES, LLC. Their office serves clients in the EVANSVILLE metropolitan area and surrounding communities.
How does Kristian L Finfrock charge for services?
Kristian L Finfrock's firm is compensated through percentage of aum, hourly charges, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RETIREMENT INCOME STRATEGIES, LLC?
RETIREMENT INCOME STRATEGIES, LLC has approximately 5 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Wisconsin
MILWAUKEE (252)MADISON (129)GREEN BAY (65)WAUKESHA (56)APPLETON (53)BROOKFIELD (51)MEQUON (32)MIDDLETON (25)NEENAH (23)WAUSAU (21)
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Research
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