Unclaimed Profile

James William Ivey

DANA INVESTMENT ADVISORS INC·BROOKFIELD, Wisconsin

Series 1, Series 24, Series 6540 years registeredDANA INVESTMENT ADVISORS INC

15800 W. BLUEMOUND RD. SUITE 250, BROOKFIELD, WI 53005CRD# 255754Firm CRD# 105879

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James William Ivey · BROOKFIELD, WI

Registration

CRD #255754 · DANA INVESTMENT ADVISORS INC · 40 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DANA INVESTMENT ADVISORS INC

DANA INVESTMENT ADVISORS INC

Sep 1985 – Mar 2015

BROOKFIELD, WI

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 65

Registration record

First registered · September 1, 1985

Years registered · 40

Disclosure History

1970Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DANA INVESTMENT ADVISORS INC

CRD 105879 · SEC 801-14828

AUM

$4.5B

Regulatory assets under management

Employees

3,327 client accounts

Services offered by DANA INVESTMENT ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at DANA INVESTMENT ADVISORS INC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BROOKFIELD?

Browse all registered financial advisors in BROOKFIELD, Wisconsin or claim this profile if it's yours.

Browse BROOKFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James William Ivey offer?

James William Ivey specializes in Investment Management, Wealth Management.

What are James William Ivey's credentials?

James William Ivey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James William Ivey located?

James William Ivey is based in BROOKFIELD, Wisconsin, last registered with DANA INVESTMENT ADVISORS INC.

How does James William Ivey charge for services?

James William Ivey's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DANA INVESTMENT ADVISORS INC?

DANA INVESTMENT ADVISORS INC has approximately 61 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →