Unclaimed Profile

Eugene Paul Szaj

DISCIPLINED FINANCIAL SERVICES, INC.·BROOKFIELD, Wisconsin

SIE, Series 1, Series 5, Series 7, Series 24, Series 63, Series 6527 years registeredDISCIPLINED FINANCIAL SERVICES, INC.

19575 JANACEK COURT, BROOKFIELD, WI 53045CRD# 441666Firm CRD# 42727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eugene Paul Szaj · BROOKFIELD, WI

Registration

CRD #441666 · DISCIPLINED FINANCIAL SERVICES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

DISCIPLINED FINANCIAL SERVICES, INC.

Oct 2015 – present

NATIONS FINANCIAL GROUP, INC.

Aug 2013 – Oct 2015

BROOKFIELD, WI

NATIONS FINANCIAL GROUP, INC.

Jan 2009 – Mar 2012

BROOKFIELD, WI

WIPFLI HEWINS INVESTMENT ADVISORS LLC

Jun 2005 – Jul 2006

FOSTER CITY, CA

NATIONS FINANCIAL GROUP, INC.

Aug 2003 – Aug 2003

BROOKFIELD, WI

DISCIPLINED FINANCIAL SERVICES, INC

Jul 1999 – Dec 2013

BROOKFIELD, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 5

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 20, 1999

Years registered · 27

Disclosure History

2005Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DISCIPLINED FINANCIAL SERVICES, INC.

CRD 42727 · SEC 801-56636

AUM

$74M

Regulatory assets under management

Employees

374 client accounts

Services offered by DISCIPLINED FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DISCIPLINED FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Eugene Paul Szaj offer?

Eugene Paul Szaj specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BROOKFIELD, Wisconsin for a consultation.

What are Eugene Paul Szaj's credentials?

Eugene Paul Szaj is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eugene Paul Szaj located?

Eugene Paul Szaj is based in BROOKFIELD, Wisconsin, working with DISCIPLINED FINANCIAL SERVICES, INC.. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Eugene Paul Szaj charge for services?

Eugene Paul Szaj's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DISCIPLINED FINANCIAL SERVICES, INC.?

DISCIPLINED FINANCIAL SERVICES, INC. has approximately 6 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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