Unclaimed Profile

David Joseph Spano

ANNEX ADVISORY SERVICES, LLC·BROOKFIELD, Wisconsin

SIE, Series 4, Series 7, Series 24, Series 63, Series 65CFPClean record30 years registeredANNEX ADVISORY SERVICES, LLC

17950 W. CORPORATE DRIVE, BROOKFIELD, WI 53045CRD# 1811176Firm CRD# 127987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Spano · BROOKFIELD, WI

Registration

CRD #1811176 · ANNEX ADVISORY SERVICES, LLC · 30 years registered

Brand Profile

Not yet started

Career History

ANNEX WEALTH MANAGEMENT, LLC

Dec 2004 – present

SII INVESTMENTS, INC.

Oct 1995 – Dec 2009

BROOKFIELD, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 12, 1995

Years registered · 30

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ANNEX ADVISORY SERVICES, LLC

CRD 127987 · SEC 801-63505

AUM

$5.6B

Regulatory assets under management

Employees

139

18,642 client accounts

Services offered by ANNEX ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ANNEX ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Joseph Spano offer?

David Joseph Spano specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BROOKFIELD, Wisconsin for a consultation.

What are David Joseph Spano's credentials?

David Joseph Spano holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Joseph Spano located?

David Joseph Spano is based in BROOKFIELD, Wisconsin, working with ANNEX ADVISORY SERVICES, LLC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does David Joseph Spano charge for services?

David Joseph Spano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ANNEX ADVISORY SERVICES, LLC?

ANNEX ADVISORY SERVICES, LLC has approximately 139 employees and manages $5.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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