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Roccy Michael Defranceso

PEACE OF MIND PLANNING LLC·VANCOUVER, Washington
Unclaimed Profile
13215 SE MILL PLAIN BLVD, VANCOUVER, WA 98684CRD# 7402022Firm CRD# 307997
01

About

Roccy Michael Defranceso is a registered financial advisor based in VANCOUVER, Washington, affiliated with PEACE OF MIND PLANNING LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT, LLC
AUM
$48M
Regulatory assets under management
Employees
24
Total firm employees
View all advisors at ADVISOR SHARE WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: INVESTMENT PLATFORM FEES
Regulatory
SEC/IARD CRD# 7402022
Firm CRD# 307997
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roccy Michael Defranceso offer?
Roccy Michael Defranceso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in VANCOUVER, Washington for a consultation.
What are Roccy Michael Defranceso's credentials?
Roccy Michael Defranceso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roccy Michael Defranceso located?
Roccy Michael Defranceso is based in VANCOUVER, Washington, working with PEACE OF MIND PLANNING LLC. Their office serves clients in the VANCOUVER metropolitan area and surrounding communities.
How does Roccy Michael Defranceso charge for services?
Roccy Michael Defranceso's firm is compensated through percentage of aum, hourly charges, subscription fees, other: investment platform fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PEACE OF MIND PLANNING LLC?
PEACE OF MIND PLANNING LLC has approximately 24 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Washington
SEATTLE (905)BELLEVUE (345)SPOKANE (98)TACOMA (62)BELLINGHAM (55)
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Research
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