Unclaimed Profile

John Duncan Ritchie

GREAT NORTHERN ASSET MANAGEMENT, LLC·VANCOUVER, Washington

Series 1, Series 63, Series 6524 years registeredGREAT NORTHERN ASSET MANAGEMENT, LLC

1111 MAIN STREET, VANCOUVER, WA 98660-2990CRD# 400212Firm CRD# 139457

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Duncan Ritchie · VANCOUVER, WA

Registration

CRD #400212 · GREAT NORTHERN ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREAT NORTHERN ASSET MANAGEMENT, LLC

GREAT NORTHERN ASSET MANAGEMENT, LLC

Mar 2006 – Sep 2023

VANCOUVER, WA

MORGAN STANLEY

Dec 2001 – Mar 2006

VANCOUVER, WA

Registrations & Exams

FINRA examinations passed

Series 1

Series 63

Series 65

Registration record

First registered · December 13, 2001

Years registered · 24

Disclosure History

1988Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GREAT NORTHERN ASSET MANAGEMENT, LLC

CRD 139457 · SEC 801-66214

AUM

$200M

Regulatory assets under management

Employees

152 client accounts

Services offered by GREAT NORTHERN ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GREAT NORTHERN ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Duncan Ritchie offer?

John Duncan Ritchie specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are John Duncan Ritchie's credentials?

John Duncan Ritchie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Duncan Ritchie located?

John Duncan Ritchie is based in VANCOUVER, Washington, last registered with GREAT NORTHERN ASSET MANAGEMENT, LLC.

How does John Duncan Ritchie charge for services?

John Duncan Ritchie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT NORTHERN ASSET MANAGEMENT, LLC?

GREAT NORTHERN ASSET MANAGEMENT, LLC has approximately 3 employees and manages $200M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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