Unclaimed Profile

George S Middleton

MIDDLETON & COMPANY·VANCOUVER, Washington

Series 7, Series 65Clean record28 years registeredMIDDLETON & COMPANY

1111 MAIN STREET, SUITE 630, VANCOUVER, WA 98660CRD# 3090714Firm CRD# 284996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George S Middleton · VANCOUVER, WA

Registration

CRD #3090714 · MIDDLETON & COMPANY · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIDDLETON & COMPANY

MIDDLETON & COMPANY

Sep 2016 – Mar 2024

VANCOUVER, WA

LIMOGES INVESTMENT MANAGEMENT PC

Aug 1998 – Apr 2017

VANCOUVER, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · August 4, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIDDLETON & COMPANY

CRD 284996 · SEC 801-131399

AUM

$115M

Regulatory assets under management

Employees

370 client accounts

Services offered by MIDDLETON & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MIDDLETON & COMPANY →

Introduction

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Frequently Asked Questions

What services does George S Middleton offer?

George S Middleton specializes in Financial Planning, Investment Management.

What are George S Middleton's credentials?

George S Middleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George S Middleton located?

George S Middleton is based in VANCOUVER, Washington, last registered with MIDDLETON & COMPANY.

How does George S Middleton charge for services?

George S Middleton's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDDLETON & COMPANY?

MIDDLETON & COMPANY has approximately 4 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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